Evan J. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan John Levy was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 2008. Evan had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2011 - December 1, 2017
BLOM LEVY & CO., LLC
June 1, 2009 - August 15, 2011
MORGAN STANLEY
June 1, 2009 - August 15, 2011
MORGAN STANLEY
August 19, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 25, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLOM LEVY & CO., LLC
CRD#: 153779 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 5,305,977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
