Jesse A. Rudic
Professional summary
Jesse Anthony Rudic, who also goes by Jesse A Rudic, Jesse Rudic, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 2012. Jesse has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesse Anthony Rudic's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2024 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119December 8, 2023 - December 20, 2024
CITIGROUP GLOBAL MARKETS INC.
January 12, 2018 - July 21, 2020
COWEN EXECUTION SERVICES LLC
January 12, 2018 - February 10, 2022
COWEN PRIME SERVICES LLC
January 12, 2018 - November 18, 2022
COWEN AND COMPANY
April 10, 2014 - January 9, 2018
AEGIS CAPITAL CORP.
July 30, 2012 - April 17, 2014
OPPENHEIMER & CO. INC.
January 31, 2012 - April 20, 2012
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2024)
(12/19/2024)
Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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