Nicholas C. Trappey

PELICAN WEALTH MANAGEMENT

Monroe, LA 71201

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CRD#: 5538539

Professional summary

Nicholas Creed Trappey, CFP®, who also goes by Nic Creed Trappey, is a registered financial advisor currently at PELICAN WEALTH MANAGEMENT located in Monroe, Louisiana.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicholas has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Retirement Planning

Education Planning

Investment Planning

Insurance Planning

Do you have an area of expertise or specialization?

Business Owners

College/Education Planning

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

Medical Professionals

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Nic Creed Trappey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRAPPEY LAND HOLDINGS, LLC, NON-INVESTMENT RELATED, RENTAL/LEASE PROPERTY OWNERSHIP, MANAGER, START DATE: 08/01/2018, 1-2 HR/MO, 0 HR/MO DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Creed Trappey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 28, 2017 - Present

PELICAN WEALTH MANAGEMENT

Office #1: 1900 Lamy Lane Suite A, Monroe, LA 71201

RIA

CRD#: 289549

Monroe, LA

Past

October 5, 2015 - August 4, 2017

SUMMIT FINANCIAL WEALTH ADVISORS

RIA

CRD#: 171278

Monroe, LA

Past

September 24, 2012 - March 24, 2015

FIDUCIARY INVESTMENT CONSULTANTS, LLC

RIA

CRD#: 155148

MONROE, LA

Past

September 24, 2012 - October 13, 2015

FPL ASSET MANAGEMENT, LLC

RIA

CRD#: 122442

MONROE, LA

Past

April 15, 2010 - September 5, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MONROE, LA

Past

April 15, 2010 - September 5, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MONROE, LA

Past

May 4, 2009 - March 24, 2010

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

MONROE, LA

Past

September 10, 2008 - March 24, 2010

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MONROE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/28/2017)

IAR

Texas
(11/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/2008

General Securities Representative Examination

Current Firm

PELICAN WEALTH MANAGEMENT

PELICAN WEALTH MANAGEMENT | PELICAN WEALTH MANAGEMENT, LLC

CRD#: 289549 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/28/2017 Approved)

Texas

Registered Investment Advisory firm - (10/22/2019 Approved)

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Contact information

Main Address

1900 Lamy Lane Suite A, Monroe, LA 71201

Mailing Address

Phone number

(318) 600-3010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 47,008,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Nicholas C. Trappey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Creed Trappey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PELICAN WEALTH MANAGEMENT

SUMMIT FINANCIAL WEALTH ADVISORS

FIDUCIARY INVESTMENT CONSULTANTS, LLC

FPL ASSET MANAGEMENT, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2009

Series 7

Date: 9/9/2008

Current Firm

PELICAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PELICAN WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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