Thomas Trotzier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Trotzier was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2008. Thomas had worked at 2 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2009 - December 16, 2014
LATOUR TRADING LLC
December 3, 2008 - April 23, 2009
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/12/2009
Limited Representative-Equity Trader ExamCurrent Firm
LATOUR TRADING LLC
CRD#: 150887 / SEC#: , 8-68304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| FAUCON, DAVID | PRINCIPAL EXECUTIVE OFFICER | 5062876 |
| BOUVET, GUILLAUME ADRIEN MR | CHIEF OPERATING OFFICER | 5588427 |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | FINOP/PRINCIPAL OPERATING OFFICER | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| THIEBAULT, SEBASTIEN | CHIEF EXECUTIVE OFFICER | 4870286 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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