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CA

Cindy W. Atkinson

AEL FINANCIAL SERVICES
League City, TX 77573
CRD#: 5538468
Some features on this profile are disabled
CA
Cindy Wynelle AtkinsonAEL FINANCIAL SERVICES

Professional summary

Cindy Wynelle Atkinson, who also goes by Cindy Huffman, Cindy Wynelle Huffman, Cindy W Sibila, Cindy Sibila, Cindy Wynelle Sibila, Cindy Wood, Cindy W Wood, is a registered financial professional currently at AEL FINANCIAL SERVICES, LLC located in League City, Texas.

Cindy is registered as a RR (Registered Representative) and started their career in finance in 2010. Cindy has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cindy Huffman | Cindy Wynelle Huffman | Cindy W Sibila | Cindy Sibila | Cindy Wynelle Sibila | Cindy Wood | Cindy W Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cindy Wynelle Atkinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2026 - Present

AEL FINANCIAL SERVICES, LLC

Office #1: 2525 South Shore Blvd., League City, TX 77573
BD
CRD#: 300285
League City, TX
Past

August 1, 2024 - August 12, 2025

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
SCHAUMBURG, IL
Past

December 13, 2022 - July 24, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
HOUSTON, TX
Past

May 1, 2019 - June 2, 2021

BBVA SECURITIES INC.

BD
CRD#: 27060
HOUSTON, TX
Past

October 24, 2018 - April 29, 2019

BBVA SECURITIES INC.

BD
CRD#: 27060
GALVESTON, TX
Past

June 28, 2017 - June 22, 2018

PFS INVESTMENTS INC.

RIA
CRD#: 10111
WORTHINGTON, OH
Past

April 11, 2017 - June 22, 2018

PFS INVESTMENTS INC.

BD
CRD#: 10111
WORTHINGTON, OH
Past

June 10, 2014 - December 31, 2016

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
Marysville, OH
Past

May 22, 2014 - December 31, 2016

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
Marysville, OH
Past

November 15, 2010 - March 7, 2014

WESBANCO SECURITIES, INC.

BD
CRD#: 43276
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/12/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AEL FINANCIAL SERVICES, LLC
AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC

CRD#: 300285 / SEC#: , 8-70298

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2101 Rexford Road Suite 310, Charlotte, NC 28211
Mailing Address
2101 Rexford Road Suite 310, Charlotte, NC 28211
Phone number
(515) 443-3527
Established
North Carolina since 07/13/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (37 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
HAYES, SUSAN ANNCFO/FINOP2856326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AEL FINANCIAL SERVICES, LLC

CRD#: 300285League City, TX 77573

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