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Abdul-majid K. Hasan

ROCK ONE ADVISORS
Milton, GA
Some features on this profile are disabled
CRD#: 5538321
AH

Professional summary


Abdul-majid Karim Hasan II, who also goes by Abdul Majid K Hasan, Abdul-majid K Hasan, Abdul-majid Karim Hasan, Majid Hasan, is a registered financial advisor currently at ROCK ONE ADVISORS, LLC located in Milton, Georgia.

Abdul-majid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Abdul-majid has worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Abdul Majid K Hasan | Abdul-Majid K Hasan | Abdul-Majid Karim Hasan | Majid Hasan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAJID K. HASAN MUSIC PUBLISHING/RICH MOGUL INC PRODUCED AND COMPOSED COPYRIGHTS SOLD FROM 2002-2006 TO MAJOR RECORD LABELS. NO HOURS A WEEK DEVOTED DURING TRADING HOURS. WE JUST COLLECT ROYALTIES QUARTERLY OR SEMI ANNUALLY.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Abdul-majid Karim Hasan II's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 3, 2015 - Present

ROCK ONE ADVISORS, LLC

RIA
CRD#: 167431
Milton, GA
Past

May 30, 2013 - December 31, 2014

ROCK ONE ADVISORS, LLC

RIA
CRD#: 167431
ALPHARETTA, GA
Past

June 4, 2010 - April 8, 2013

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ALPHARETTA, GA
Past

September 17, 2008 - October 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ATLANTA, GA
Past

August 15, 2008 - October 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/3/2015)
IAR
Louisiana
(5/18/2020)
IAR
Texas
(3/24/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/11/2008
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


RO
ROCK ONE ADVISORS, LLC
ROCK ONE ADVISORS | ROCK ONE ADVISORS, LLC

CRD#: 167431 / SEC#:

Georgia
Registered Investment Advisory firm - (3/3/2015 Approved)
Louisiana
Registered Investment Advisory firm - (5/18/2020 Approved)
Texas
Registered Investment Advisory firm - (3/24/2021 Conditional Restricted)
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Contact information


Main Address
Milton, GA
Mailing Address
Phone number
(404) 665-7333
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts29
AUM (Assets Under Management)$ 3,775,992

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROCK ONE ADVISORS, LLC

CRD#: 167431Milton, GA

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