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Carrie A. Lucas

PCA INVESTMENT ADVISORY SERVICES
Cincinnati, OH 45206
Some features on this profile are disabled
CRD#: 5537773
CL

Professional summary

Carrie Amanda Lucas, who also goes by Carrie Amanda Anthon, Carrie Amanda Doan, is a registered financial advisor currently at PCA INVESTMENT ADVISORY SERVICES, INC. located in Cincinnati, Ohio.

Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Carrie has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carrie Amanda Anthon | Carrie Amanda Doan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RIA business is under PCA Investment Advisory Services, Inc. The business is investment-related. 2133 Luray Avenue Cincinnati, OH 45206. RIA clients. Title: Retirement Plan Consultant. Start date 4.8.24. 80 hrs. during trading hours. Responsibilities include managing my current book of business and bringing in new business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Amanda Lucas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 19, 2024 - Present

PCA INVESTMENT ADVISORY SERVICES, INC.

Office #1: 2133 Luray Avenue, Cincinnati, OH 45206
RIA
CRD#: 123475
Cincinnati, OH
Past

June 25, 2024 - December 31, 2024

L.M. KOHN & COMPANY

BD
CRD#: 27913
CINCINNATI, OH
Past

June 5, 2018 - May 15, 2024

L.M. KOHN & COMPANY

RIA
CRD#: 27913
Cincinnati, OH
Past

February 16, 2017 - May 15, 2024

L.M. KOHN & COMPANY

BD
CRD#: 27913
Cincinnati, OH
Past

August 1, 2012 - January 24, 2017

OSAIC FA, INC.

BD
CRD#: 3978
CINCINNATI, OH
Past

June 25, 2008 - August 1, 2012

INVESTACORP, INC.

BD
CRD#: 7684
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PCA INVESTMENT ADVISORY SERVICES, INC.
PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES

CRD#: 123475 / SEC#: 801-67369

RIA
Registered Investment Advisory firm - (12/15/2006 Approved)
Ohio
Registered Investment Advisory firm - (12/15/2006 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/23/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/24/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PI
PCA INVESTMENT ADVISORY SERVICES, INC.
PCA INVESTMENT ADVISORY SERVICES, INC. | PENSION CORPORATION OF AMERICA FO CINCINNATI | PCA WEALTH MANAGEMENT | PCA INVESTMENT SERVICES

CRD#: 123475 / SEC#: 801-67369

RIA
Registered Investment Advisory firm - (12/15/2006 Approved)
Ohio
Registered Investment Advisory firm - (12/15/2006 Terminated)
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Contact information

Main Address
2133 Luray Avenue, Cincinnati, OH 45206
Mailing Address
Phone number
(513) 281-3366
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA INVESTMENT SERVICES FIRM BROCHURE (1/17/2025)

Regulatory assets under management

Total Number of Accounts2,056
AUM (Assets Under Management)$ 3,582,880,777

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/10/2025
Cover Page
Report
08/13/2024
Cover Page
Report
07/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PCA INVESTMENT ADVISORY SERVICES, INC.

CRD#: 123475Cincinnati, OH 45206

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