Amanda M. Pennfield
Professional summary
Amanda M Pennfield, who also goes by Amanda Mary Pennfield, Amanda Pennfield, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in New York, New York.
Amanda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Amanda has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amanda M Pennfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2024 - Present
ERNST & YOUNG INVESTMENT ADVISERS LLP
Office #1: One Manhattan West 395 9th Ave, New York, NY 10001Office #3: One Manhattan West, New York, NY 10001July 30, 2019 - March 2, 2023
MORGAN STANLEY
June 19, 2019 - March 2, 2023
MORGAN STANLEY
April 24, 2019 - June 6, 2019
RAYMOND JAMES & ASSOCIATES, INC.
November 1, 2018 - February 19, 2019
MAXIM GROUP LLC
October 27, 2016 - December 27, 2016
MML INVESTORS SERVICES, LLC
April 1, 2011 - May 12, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 22, 2010 - May 12, 2016
WELLS FARGO CLEARING SERVICES, LLC
August 25, 2009 - August 18, 2010
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/24/2024)
Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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