Jason D. Burkholder

NEW LEGACY FINANCIAL GROUP

SMITHVILLE, OH 44677

CRD#: 5537497

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Professional summary

Jason Dean Burkholder, CFP® is a registered financial advisor currently at NEW LEGACY FINANCIAL GROUP, LLC located in Smithville, Ohio and AA FINANCIAL ADVISORS, LLC located in Smithville, Ohio.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jason has worked at 3 firms and has passed the Series 7 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Dean Burkholder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

September 2, 2009 - Present

NEW LEGACY FINANCIAL GROUP, LLC

Office #1: 133 S. Milton Street Unit C, Smithville, OH 44677

RIA

CRD#: 151155

SMITHVILLE, OH

Current

June 24, 2026 - Present

AA FINANCIAL ADVISORS, LLC

Office #1: 133 S. Milton Street Unit C, Smithville, OH 44677

RIA

CRD#: 119829

Smithville, OH

Past

September 23, 2008 - February 17, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AA FINANCIAL ADVISORS, LLC

CRD#: 119829 / SEC#: 801-125806

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

Louisiana

Registered Investment Advisory firm - (6/21/2022 Terminated)

Ohio

Registered Investment Advisory firm - (6/23/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/21/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/22/2008

General Securities Representative Examination

Current Firm

AA FINANCIAL ADVISORS, LLC

CRD#: 119829 / SEC#: 801-125806

RIA

Registered Investment Advisory firm - (6/3/2022 Approved)

Louisiana

Registered Investment Advisory firm - (6/21/2022 Terminated)

Ohio

Registered Investment Advisory firm - (6/23/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/21/2022 Terminated)

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Contact information

Main Address

150 E. Broad St. Suite 100, Columbus, OH 43215

Mailing Address

Phone number

(614) 442-3355

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/17/2026)

Regulatory assets under management

Total Number of Accounts	2,097
AUM (Assets Under Management)	$ 1,012,205,353

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason D. Burkholder

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Dean Burkholder's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW LEGACY FINANCIAL GROUP, LLC

AA FINANCIAL ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

AA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 9/22/2008

Current Firm

AA FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AA FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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