Cheryl L. Banner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Banner, who also goes by Cheryl Lynn Guzan, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2008. Cheryl had worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2009 - November 4, 2014
PURITAN BROKERAGE SERVICES, INC.
June 2, 2008 - November 4, 2014
PEAK AMERICAN INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURITAN BROKERAGE SERVICES, INC.
CRD#: 144445 / SEC#: , 8-67656
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURITAN FINANCIAL COMPANIES | SHAREHOLDER | |
| MCDONALD, SONDRA S | PRESIDENT, CCO | 4269871 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
