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Diane W. Nissen

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CRD#: 5537265
DN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Diane Wendy Nissen, who also goes by Diane Wendy Friedman Ms., Diane Wendy Friedman, Diane W Gamgochian Ms., was a registered financial professional .

Diane is a previously registered financial professional and started their career in finance in 2008. Diane had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Diane Wendy Friedman Ms. | Diane Wendy Friedman | Diane W Gamgochian Ms.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS IS UNDER MY LEGAL NAME. I AM HIRED AS NEEDED CORPORATE TRAINER THROUGH VARIOUS EMPLOYMENT AGENCIES. THIS INVOLVES TRAINING EMPLOYEES ON SOFTWARE. I BILL THE AGENCY FOR MY TIME OR BY THE DAY AS AN INDEPENDENT CONSULTANT DEPENDING UPON MY AGREEMENT. I WORK AT THE COMPANY'S LOCATION AND IT IS NOT INVESTMENT RELATED BUSINESS. GENERALLY, THESE ASSIGNMENTS ARE DURING NORMAL BUSINESS HOURS. I WORK FROM 0 - 10 DAYS/MONTH.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 10, 2008 - August 16, 2022

ALEXANDRITE GROUP LLC

RIA
CRD#: 147411
ROCHELLE PARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/4/2008
Uniform Investment Adviser Law Examination

Current Firm


AG
ALEXANDRITE GROUP LLC
ALEXANDRITE GROUP LLC | THE ALEXANDRITE GROUP LLC | NISSEN

CRD#: 147411 / SEC#:

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Contact information


Main Address
Tenafly, NJ
Mailing Address
Po Box 18, Tenafly, NJ 07670
Phone number
(201) 447-1137
Established
Firm type
Fiscal year end
# of Employees
0

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALEXANDRITE GROUP LLC

CRD#: 147411

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