Abby L. Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abby Lynn Meyers, who also goes by Abby L Keene, Abby Lynn Keene, was a registered financial professional .
Abby is a previously registered financial professional and started their career in finance in 2008. Abby had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2020 - February 10, 2021
LEVERTY FINANCIAL GROUP, LLC
August 30, 2010 - September 16, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 12, 2008 - September 16, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
LEVERTY FINANCIAL GROUP, LLC
CRD#: 310258 / SEC#: 801-119342
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEVERTY FINANCIAL GROUP, LLC
CRD#: 310258 / SEC#: 801-119342
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,397 |
| AUM (Assets Under Management) | $ 567,398,554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
