Phileo N. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phileo Nathanael Williams, who also goes by Phileo Williams, was a registered financial professional .
Phileo is a previously registered financial professional and started their career in finance in 2008. Phileo had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - December 7, 2015
DB ADVISORS
January 4, 2010 - December 31, 2012
MISSOURI VALLEY REIT MANAGEMENT, LLC
July 15, 2008 - May 14, 2009
WADDELL & REED
June 30, 2008 - May 14, 2009
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DB ADVISORS
CRD#: 134485 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 45,387,813 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
