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LB

Lauren A. Brown

FIAT WEALTH MANAGEMENT
Eden, MN
Some features on this profile are disabled
CRD#: 5536630
LB

Professional summary

Lauren Ann Brown, CFP®, who also goes by Lauren Ann Aipperspach, is a registered financial advisor currently at FIAT WEALTH MANAGEMENT located in Eden, Minnesota.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lauren has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning
Education Planning
Employee and Employer Plan Ben...
Estate Planning
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Lauren Ann Aipperspach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Ann Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

February 16, 2024 - Present

FIAT WEALTH MANAGEMENT

RIA
CRD#: 318201
Eden, MN
Past

August 17, 2021 - August 16, 2023

360 FINANCIAL

RIA
CRD#: 168600
WAYZATA, MN
Past

July 23, 2021 - July 28, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
WAYZATA, MN
Past

July 23, 2021 - August 28, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
WAYZATA, MN
Past

April 8, 2016 - August 18, 2021

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
BLOOMINGTON, MN
Past

April 8, 2016 - August 18, 2021

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BLOOMINGTON, MN
Past

August 21, 2014 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
RICHFIELD, MN
Past

November 8, 2013 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
RICHFIELD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FIAT WEALTH MANAGEMENT
FIAT WEALTH MANAGEMENT | PACK PRIVATE WEALTH MANAGEMENT | FIAT WEALTH MANAGEMENT LLC

CRD#: 318201 / SEC#: 801-123255

RIA
Registered Investment Advisory firm - (2/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(2/16/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/29/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/8/2013
General Securities Representative Examination

Current Firm

FW
FIAT WEALTH MANAGEMENT
FIAT WEALTH MANAGEMENT | PACK PRIVATE WEALTH MANAGEMENT | FIAT WEALTH MANAGEMENT LLC

CRD#: 318201 / SEC#: 801-123255

RIA
Registered Investment Advisory firm - (2/18/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1905 Wayzata Blvd Suite 320, Wayzata, MN 55391
Mailing Address
Phone number
(952) 426-9116
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIAT WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts2,014
AUM (Assets Under Management)$ 370,627,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIAT WEALTH MANAGEMENT

CRD#: 318201Eden, MN

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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