ZU
Zameer S. Upadhya
MY HARVEST FIELD FINANCIAL LLC
SUGAR LAND, TX 77478
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CRD#: 5536476
ZU
Professional summary
Zameer Shaukatali Upadhya, who also goes by Zameer S Upadhya, is a registered financial advisor currently at MY HARVEST FIELD FINANCIAL LLC located in Sugar Land, Texas.
Zameer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Zameer has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zameer S Upadhya
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
My Harvest Field, Inc is an investment related entity through which we provide life, health, and disability insurance. Currently Mr. Upadhya does not actively pursue this business and spends less than two hours a month during non-market hours in this endeavor. My Harvest Field Accounting & Tax is a non-investment related business through which we provide accounting & tax services. Forty hours a month during non-market hours are devoted to this business. AMR Consulting Services, Inc. a non investment related entity in which Mr. Upadhya provides leadership development and motivational speaking. Mr. Upadhya spends less than four hours a month during non-market hours on this entity. Platinum Premier Global Equity LLC is an investment related business which is a General Partner for the limited partnership Platinum Premier Global Fund I that works with U.S. accredited investors only to build a hotel in Fort Worth, Texas. Mr. Upadhya spends less than fifteen hours a month during non market hours in this business. Mr. Upadhya is also a solicitor for another investment firm, The Institute for Wealth Management. In this role Mr. Upadhya makes introductions of potential clients to The Institute for Wealth Management. This role as a IAR for My Harvest Field Financial and as a solicitor for The Institute of Wealth Management may lead to a conflict of interest. To mitigate the potential conflict of interest, Mr. Upadhya and My Harvest Field Financial disclose the IAR relationship and the solicitor relationship to any existing client or potential client.
CRS (Client Relationship Summary) - RIA
Click below to view Zameer Shaukatali Upadhya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2017 - Present
MY HARVEST FIELD FINANCIAL LLC
Office #1: 14090 Southwest Freeway Suite # 300, Sugar Land, TX 77478RIA
CRD#: 285443
SUGAR LAND, TX
Past
July 13, 2012 - December 15, 2017
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
HOUSTON, TX
Past
May 14, 2012 - December 31, 2012
ALLGEN FINANCIAL ADVISORS, INC.
RIA
CRD#: 126877
ORLANDO, FL
Past
August 5, 2008 - January 12, 2009
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/6/2017)
IAR
Ohio(8/4/2017)
IAR
Texas(2/17/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
MH
MY HARVEST FIELD FINANCIAL LLC
MY HARVEST FIELD FINANCIAL LLC
CRD#: 285443 / SEC#:
Florida
Registered Investment Advisory firm - (3/6/2017 Approved)Illinois
Registered Investment Advisory firm - (1/13/2023 Terminated)New York
Registered Investment Advisory firm - (3/20/2017 Approved)Ohio
Registered Investment Advisory firm - (7/21/2017 Approved)Oklahoma
Registered Investment Advisory firm - (4/30/2022 Terminated)Texas
Registered Investment Advisory firm - (2/17/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14090 Southwest Freeway Suite # 300, Sugar Land, TX 77478
Mailing Address
Phone number
(713) 623-1762
Established
Firm type
Fiscal year end
# of Employees
3
Red Flags
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