Jorie A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorie Ann Johnson, who also goes by Jorie Ann Kelly, was a registered financial professional .
Jorie is a previously registered financial professional and started their career in finance in 2008. Jorie had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2015 - September 13, 2017
POWDER POINT FINANCIAL LLC
August 25, 2008 - June 3, 2013
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POWDER POINT FINANCIAL LLC
CRD#: 145199 / SEC#: , 8-67715
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, MARJORIE ANN | PRESIDENT, CEO, CFO, COO, CCO, MEMBER | 1230785 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
