Timothy C. Minneci

TIMOTHY C. MINNECI

Williamsville, NY 14221

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CRD#: 5536348

Professional summary

Timothy Charles Minneci, who also goes by Tim Minneci, is a registered financial advisor currently at TIMOTHY C. MINNECI located in Williamsville, New York and PARAMAX SECURITIES, LLC located in Williamsville, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Timothy has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Minneci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TIMOTHY MINNECI - PERSONAL INVESTMENT ADVISOR (LESS THAN 5 CLIENTS), SPEND 1 HOUR PER WEEK, 0 HOURS DURING TRADING DAY. 2) Island Estates Home Watch LLC - THE BUSINESS IS NOT INVESTMENT RELATED; BUSINESS ADDRESS: 223 ISLAND WAY, CLEARWATER, FLA; PARTNER IN HOME WATCH OF PROPERTY FOR OWNERS THAT HAVE MULTIPLE RESIDENCES; APPROXIMATELY 1 HOUR PER MONTH WILL BE DEVOTED TO THE BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. 3) 04/2004-Present; Paramax Corporation;N WILLIAMSVILLE,NY;United States;DIRECTOR 4) LAZY MARY PICTURES CORPORATION - PROVIDES FUNDS TO THE CORPORATION IN THE FORM OF A PROMISSORY NOTE; INVESTMENT-RELATED; 99 AUTUMNWOOD DRIVE, GRAND ISLAND, NY; STARTED 11/2024; 0 HOURS OF WORK TO BE SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Minneci's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2013 - Present

TIMOTHY C. MINNECI

Office #1: 333 International Drive Suite A, Williamsville, NY 14221

RIA

CRD#: 169088

Williamsville, NY

Current

October 31, 2008 - Present

PARAMAX SECURITIES, LLC

Office #1: 333 International Drive Suite A, Williamsville, NY 14221Office #2: 333 International Drive Suite A, Williamsville, NY 14221

CRD#: 147374

Williamsville, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/24/2018)

California
(8/7/2018)

Delaware
(1/14/2016)

Florida
(9/11/2013)

IAR

Florida
(12/4/2013)

Georgia
(11/16/2020)

Illinois
(3/4/2022)

Indiana
(1/19/2023)

Michigan
(9/22/2014)

Missouri
(8/2/2021)

Nevada
(8/28/2018)

New Jersey
(8/30/2018)

New York
(11/4/2008)

IAR

New York
(11/8/2021)

Ohio
(2/14/2013)

Pennsylvania
(10/9/2014)

Texas
(5/10/2024)

Virginia
(5/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TIMOTHY C. MINNECI

MINNECI, TIMOTHY C. | TIMOTHY C. MINNECI

CRD#: 169088 / SEC#:

Florida

Registered Investment Advisory firm - (12/4/2013 Approved)

New York

Registered Investment Advisory firm - (10/24/2014 Approved)

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Contact information

Main Address

333 International Drive Suite A, Williamsville, NY 14221

Mailing Address

Phone number

(716) 626-1200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy C. Minneci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Charles Minneci's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARAMAX SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2013

Series 63

Date: 8/13/2008

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2008

Series 24

Date: 7/15/2008

FINRA

Current Firm

TIMOTHY C. MINNECI

Contact information

Documents

Red Flags

Company Information

TIMOTHY C. MINNECI

TRUST BUT VERIFY

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