Kyle W. Faszholz
Professional summary
Kyle William Faszholz, who also goes by Kyle William Faszholz, Kyle Faszholz, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kyle has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kyle William Faszholz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735July 10, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735September 30, 2021 - September 19, 2023
LPL FINANCIAL LLC
January 6, 2015 - November 11, 2019
ENVESTNET PMC
August 29, 2013 - October 24, 2014
SUMMA WEALTH MANAGEMENT, LLC
August 27, 2009 - July 9, 2013
UBS FINANCIAL SERVICES INC.
August 27, 2009 - July 9, 2013
UBS FINANCIAL SERVICES INC.
June 11, 2009 - September 14, 2009
CAMBRIDGE LEGACY SECURITIES L.L.C.
August 25, 2008 - December 22, 2008
MORGAN STANLEY & CO. LLC
July 25, 2008 - December 22, 2008
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/18/2023)
Exams
Series 7TO
Date: 7/9/2025
General Securities Representative ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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