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MT

Marco Antonio Turrent Eggleton

CRD# 5535899·Registered 2010 - 2012
Previously Registered: Being a previously registered professional could mean that Marco is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marco Antonio Turrent Eggleton was a registered financial advisor. Marco was a previously registered financial professional and started their career in finance 2010 - 2012. Marco had worked at 1 firm and has passed the Series 17 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

LIQUID CAPITAL SECURITIES, LLC·CRD# 148758
BD
Evanston, IL
May 27, 2010 - June 26, 2012

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Current Firm

LC
LIQUID CAPITAL SECURITIES, LLC

LIQUID CAPITAL SECURITIES, LLC | LIQUID CAPITAL USA, LLC

CRD#: 148758 / SEC#: 8-68064
BD
Terminated by SEC on 06/28/2019

Contact Information

Established

Illinois since 07/23/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CHRISTOPHER I. MATES, LLCHOLDING COMPANY—
CALLAHAN, MICHAEL LEONARDPRINCIPAL2533887
MATES, CHRISTOPHER ICEO, CCO, FINANCIAL OPERATIONS PRINCIPAL,CR,PRINCIPAL OPERATIONS OFFICER1578766

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 17 — Limited Registered Representative Examination

Passed Jun 2008

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MT
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