Renee A. Volaric
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee Anastasia Volaric, who also goes by Renee Anastasia Ruch, Renee Volaric, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 2008. Renee had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2014 - June 23, 2016
US CAPITAL GLOBAL SECURITIES, LLC
February 1, 2012 - February 22, 2012
AXIOM CAPITAL MANAGEMENT, INC.
April 7, 2011 - November 16, 2011
COWEN PRIME SERVICES LLC
September 22, 2009 - November 6, 2009
LORING WARD SECURITIES INC.
July 17, 2008 - November 6, 2008
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
US CAPITAL GLOBAL SECURITIES, LLC
CRD#: 169544 / SEC#: , 8-69375
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
