TP
Timothy T. Picciott
INNOVATIVE ADVISORY GROUP
Gold Canyon, AZ
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CRD#: 5535180
TP
Professional summary
Timothy Theodore Picciott, CFP®, who also goes by Tim Theodore Picciott, Timothy Picciott, is a registered financial advisor currently at INNOVATIVE ADVISORY GROUP located in Gold Canyon, Arizona.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Theodore Picciott | Timothy Picciott
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Ironplan LLC - personal holding company solely for estate planning and tax planning for his family and himself and does not conduct any financial services related business through this firm.
(2) The Libertarian Advisor LLC - personal holding company for intellectual property rights, including but not limited to trademarks, service marks and copyrights for the sole benefit of Mr. Timothy Picciott and his family. The Libertarian Advisor, LLC may sell non-finance related merchandise. The Libertarian Advisor, LLC does not provide any investment or financial related services.
(3) Crypt Wealth Adviors, LLC - personal holding company for digital assets and rights, including but not limited to URL's, blockchain technology, crypto currency and their related digital trademarks, service marks and copyrights for the sole benefit of Mr. Timothy Picciott and his family. Crypto Wealth Advisor, LLC does not provide any investment or financial related services.
(4) Statutory Resident Agent (individually) as defined by the Arizona Corporations Commission Corporations Division, for Innovative Advisory Group, LLC in the State of Arizona.
(5) Independent Insurance Producer in the State of Arizona (Insurance License #: 11162714)
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Theodore Picciott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
May 21, 2018 - Present
INNOVATIVE ADVISORY GROUP
RIA
CRD#: 146618
Gold Canyon, AZ
Past
November 19, 2015 - March 1, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
SCOTTSDALE, AZ
Past
November 18, 2015 - February 15, 2018
WEALTHCARE ADVISORY PARTNERS LLC
RIA
CRD#: 171976
Scottsdale, AZ
Past
September 11, 2008 - November 30, 2015
WADDELL & REED
RIA
CRD#: 866
SCOTTSDALE, AZ
Past
August 8, 2008 - November 30, 2015
WADDELL & REED
BD
CRD#: 866
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INNOVATIVE ADVISORY GROUP
INNOVATIVE ADVISORY GROUP | NUA ADVISORS, LLC | NUA ADVISORS | INNOVATIVE ADVISORY GROUP, LLC
CRD#: 146618 / SEC#: 801-122046
RIA
Registered Investment Advisory firm - (10/28/2021 Approved)Arizona
Registered Investment Advisory firm - (11/4/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - (9/21/2011 Terminated)Maine
Registered Investment Advisory firm - (11/8/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/4/2021 Terminated)Minnesota
Registered Investment Advisory firm - (11/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (12/10/2021 Terminated)New Jersey
Registered Investment Advisory firm - (11/4/2021 Terminated)New York
Registered Investment Advisory firm - (11/4/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2011 Terminated)South Carolina
Registered Investment Advisory firm - (11/4/2021 Terminated)Texas
Registered Investment Advisory firm - (11/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/21/2018)
IAR
California(1/20/2022)
IAR
Massachusetts(8/28/2019)
IAR
New York(1/20/2022)
IAR
Texas(1/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IA
INNOVATIVE ADVISORY GROUP
INNOVATIVE ADVISORY GROUP | NUA ADVISORS, LLC | NUA ADVISORS | INNOVATIVE ADVISORY GROUP, LLC
CRD#: 146618 / SEC#: 801-122046
RIA
Registered Investment Advisory firm - (10/28/2021 Approved)Arizona
Registered Investment Advisory firm - (11/4/2021 Terminated)Connecticut
Registered Investment Advisory firm - (12/18/2013 Terminated)Florida
Registered Investment Advisory firm - (9/21/2011 Terminated)Maine
Registered Investment Advisory firm - (11/8/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (11/4/2021 Terminated)Minnesota
Registered Investment Advisory firm - (11/9/2021 Terminated)New Hampshire
Registered Investment Advisory firm - (12/10/2021 Terminated)New Jersey
Registered Investment Advisory firm - (11/4/2021 Terminated)New York
Registered Investment Advisory firm - (11/4/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/7/2011 Terminated)South Carolina
Registered Investment Advisory firm - (11/4/2021 Terminated)Texas
Registered Investment Advisory firm - (11/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
394 Lowell Street, Suite 8, Lexington, MA 02420
Mailing Address
Po Box 750073, Arlington, MA 02475
Phone number
(781) 577-2782
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 790 |
| AUM (Assets Under Management) | $ 160,500,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
