Marisha Y. Fusco
Professional summary
Marisha Yeajin Fusco, who also goes by Marisha Y Barnette, Marisha Yeajin Barnette, Marisha Y Fusco, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Irvine, California.
Marisha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Marisha has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marisha Yeajin Fusco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marisha Yeajin Fusco's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2024 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 18111 Von Karman Ave. 4th Floor, Irvine, CA 92612December 12, 2024 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 18111 Von Karman Ave. 4th Floor, Irvine, CA 92612June 27, 2024 - October 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2023 - October 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 2014 - May 7, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 16, 2013 - May 7, 2021
BBVA SECURITIES INC.
February 10, 2012 - May 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 10, 2012 - May 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - January 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - January 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 8, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
March 13, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2024)
(12/13/2024)
Exams
FINRA
Current Firm
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
Contact information
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
