Dirk C. Scheepers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dirk Cornelis Scheepers, who also goes by Dirk Cornelis Scheepers, Dirk Scheepers, was a registered financial professional .
Dirk is a previously registered financial professional and started their career in finance in 2010. Dirk had worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2021 - November 4, 2024
ADELPHI STOCK BROKERS
May 1, 2021 - October 15, 2021
XNERGY FINANCIAL LLC
January 24, 2019 - May 31, 2019
TULLETT PREBON FINANCIAL SERVICES LLC
September 21, 2017 - March 25, 2019
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 6, 2014 - July 20, 2017
OTCEX, LLC
December 21, 2010 - October 10, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 11/3/2021
Operations Professional ExaminationSeries 55
Date: 8/22/2014
Limited Representative-Equity Trader ExamCurrent Firm
ADELPHI STOCK BROKERS
CRD#: 309048 / SEC#: , 8-70519
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
