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MA

Mark Axmacher

MODERN CAPITAL MANAGEMENT, CO.
MT PLEASANT, SC 29464
Some features on this profile are disabled
CRD#: 5534770
MA

Professional summary

Mark Axmacher, who also goes by Mark Alan Axmacher II, is a registered financial advisor currently at MODERN CAPITAL MANAGEMENT, CO. located in Mt Pleasant, South Carolina and BENEFIT FUNDING SERVICES, LLC located in Mount Pleasant, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Alan Axmacher Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Axmacher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2023 - Present

MODERN CAPITAL MANAGEMENT, CO.

Office #1: 75 Port City Landing Suite 110, Mt Pleasant, SC 29464
RIA
CRD#: 306631
MT PLEASANT, SC
Current

December 5, 2025 - Present

BENEFIT FUNDING SERVICES, LLC

BD
CRD#: 44079
Mount PLeasant, SC
Past

January 19, 2023 - December 4, 2023

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
RALEIGH, NC
Past

September 27, 2022 - July 8, 2025

MODERN CAPITAL SECURITIES INC.

BD
CRD#: 130876
Mt Pleasant, SC
Past

September 22, 2022 - December 4, 2023

MODERN CAPITAL ADVISORS, LLC

RIA
CRD#: 131117
RALEIGH, NC
Past

November 23, 2021 - September 20, 2022

APOLLON WEALTH MANAGEMENT, LLC

RIA
CRD#: 291902
MOUNT PLEASANT, SC
Past

June 22, 2021 - November 15, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MT PLEASANT, SC
Past

June 2, 2021 - November 15, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MT PLEASANT, SC
Past

June 30, 2020 - April 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MC LEAN, VA
Past

June 4, 2020 - April 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MC LEAN, VA
Past

February 13, 2019 - June 8, 2020

ASCENDANT ALTERNATIVE STRATEGIES, LLC

BD
CRD#: 283881
WHITE PLAINS, NY
Past

August 9, 2018 - February 10, 2020

KRUSE ASSET MANAGEMENT, LLC

RIA
CRD#: 143204
CHICAGO, IL
Past

August 4, 2017 - August 20, 2018

PEACHCAP TAX & ADVISORY, LLC

RIA
CRD#: 158729
ATLANTA, GA
Past

July 28, 2017 - August 20, 2018

PEACHCAP SECURITIES, INC.

BD
CRD#: 25590
ATLANTA, GA
Past

May 27, 2016 - June 13, 2017

GREAT VALLEY ADVISOR GROUP, LLC

RIA
CRD#: 123913
Washington, DC
Past

May 10, 2016 - June 9, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
WASHINGTON, DC
Past

February 18, 2015 - May 12, 2016

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
MCLEAN, VA
Past

February 18, 2015 - May 12, 2016

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MCLEAN, VA
Past

April 2, 2014 - February 6, 2015

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
VIENNA, VA
Past

March 28, 2014 - February 6, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
VIENNA, VA
Past

May 7, 2013 - June 6, 2013

CONVERGENT WEALTH ADVISORS, LLC

RIA
CRD#: 143719
POTOMAC, MD
Past

November 2, 2010 - May 31, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

March 18, 2009 - October 21, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MODERN CAPITAL MANAGEMENT, CO.
MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Maine
(3/12/2026)
IAR
South Carolina
(4/13/2023)
RR
South Carolina
(12/9/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/6/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/20/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/17/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MODERN CAPITAL MANAGEMENT, CO.
MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA
Registered Investment Advisory firm - (1/2/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mt Pleasant, SC
Mailing Address
Phone number
(843) 892-0244
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL MANAGEMENT COMPANY 2025 FORM ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 100,752,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631Mt Pleasant, SC 29464

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