Mark Axmacher

MODERN CAPITAL MANAGEMENT, CO.

Charleston, SC

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CRD#: 5534770

Professional summary

Mark Axmacher, who also goes by Mark Alan Axmacher II, is a registered financial advisor currently at MODERN CAPITAL MANAGEMENT, CO. located in Charleston, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mark has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Alan Axmacher Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Liberty Partners Insurance Fixed Insurance Sales 20 hrs per week. Registered Rep Modern Cap Securities, 40 hours per week, salary, securities related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Axmacher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

MODERN CAPITAL MANAGEMENT, CO.

RIA

CRD#: 306631

Charleston, SC

Past

January 19, 2023 - December 4, 2023

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

September 27, 2022 - July 8, 2025

MODERN CAPITAL SECURITIES INC.

CRD#: 130876

Mt Pleasant, SC

Past

September 22, 2022 - December 4, 2023

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

RALEIGH, NC

Past

November 23, 2021 - September 20, 2022

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

MOUNT PLEASANT, SC

Past

June 22, 2021 - November 15, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MT PLEASANT, SC

Past

June 2, 2021 - November 15, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MT PLEASANT, SC

Past

June 30, 2020 - April 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MC LEAN, VA

Past

June 4, 2020 - April 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MC LEAN, VA

Past

February 13, 2019 - June 8, 2020

ASCENDANT ALTERNATIVE STRATEGIES, LLC

CRD#: 283881

WHITE PLAINS, NY

Past

August 9, 2018 - February 10, 2020

KRUSE ASSET MANAGEMENT, LLC

RIA

CRD#: 143204

CHICAGO, IL

Past

August 4, 2017 - August 20, 2018

PEACHCAP TAX & ADVISORY, LLC

RIA

CRD#: 158729

ATLANTA, GA

Past

July 28, 2017 - August 20, 2018

PEACHCAP SECURITIES, INC.

CRD#: 25590

ATLANTA, GA

Past

May 27, 2016 - June 13, 2017

GREAT VALLEY ADVISOR GROUP, LLC

RIA

CRD#: 123913

Washington, DC

Past

May 10, 2016 - June 9, 2017

LPL FINANCIAL LLC

CRD#: 6413

WASHINGTON, DC

Past

February 18, 2015 - May 12, 2016

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

MCLEAN, VA

Past

February 18, 2015 - May 12, 2016

HSBC SECURITIES (USA) INC.

CRD#: 19585

MCLEAN, VA

Past

April 2, 2014 - February 6, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

VIENNA, VA

Past

March 28, 2014 - February 6, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

VIENNA, VA

Past

May 7, 2013 - June 6, 2013

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Past

November 2, 2010 - May 31, 2012

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

March 18, 2009 - October 21, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MODERN CAPITAL MANAGEMENT, CO.

CRD#: 306631 / SEC#: 801-117876

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

Mt Pleasant, SC

Mailing Address

Phone number

(843) 892-0244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL MANAGEMENT COMPANY 2025 FORM ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 100,752,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark Axmacher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Axmacher's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

MODERN CAPITAL SECURITIES INC.

MODERN CAPITAL ADVISORS, LLC

APOLLON WEALTH MANAGEMENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ASCENDANT ALTERNATIVE STRATEGIES, LLC

KRUSE ASSET MANAGEMENT, LLC

PEACHCAP TAX & ADVISORY, LLC

PEACHCAP SECURITIES, INC.

GREAT VALLEY ADVISOR GROUP, LLC

LPL FINANCIAL LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CONVERGENT WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

MODERN CAPITAL MANAGEMENT, CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2013

Series 63

Date: 5/8/2009

SIE

Date: 8/20/2018

Series 7

Date: 11/17/2010

Series 6

Date: 3/17/2009

Current Firm

MODERN CAPITAL MANAGEMENT, CO.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN CAPITAL MANAGEMENT, CO.

TRUST BUT VERIFY

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