Carlin R. Calcaterra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlin Rose Calcaterra, who also goes by Carlin R Calcaterra, Carlin Rose Calcaterra, Carlin Calcaterra, Carlin Rose Calcaterpa, was a registered financial professional .
Carlin is a previously registered financial professional and started their career in finance in 2012. Carlin had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2022 - March 10, 2025
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
August 9, 2021 - March 17, 2022
MGI FUNDS DISTRIBUTORS, LLC
August 22, 2012 - August 31, 2020
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
