KS
Kristin L. Schoenfelder
MARSHALL INVESTMENT MANAGEMENT
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 5534502
KS
Professional summary
Kristin Lynn Schoenfelder, CFP®, who also goes by Kris Gradoville, Kristin Schoenfelder, is a registered financial advisor currently at MARSHALL INVESTMENT MANAGEMENT, LLC located in Greenwood Village, Colorado and LPL FINANCIAL LLC located in Greenwood Village, Colorado.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kristin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kris Gradoville | Kristin Schoenfelder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/9/2015 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - General Agent - Started 11/19/2014 - Time Spent 5% - LTC and Term Life. 2. 7/31/2015 - Marshall Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2015 - 128 Hours Per Month - Time Spent 80% - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 01/2015. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/25/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 1/08/2018 - 1 Hour Per Month During Securities Trading - Notary Public for State of Colorado. 4. 3/21/2019 - Marshall Investment Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading - Vice President and 15% Owner of Marshall Investment Management. 5. 07/26/2022 - Cavill and Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/07/2022 - 0 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Lynn Schoenfelder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 30, 2015 - Present
MARSHALL INVESTMENT MANAGEMENT, LLC
Office #1: 5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111RIA
CRD#: 174817
GREENWOOD VILLAGE, CO
Current
July 9, 2015 - Present
LPL FINANCIAL LLC
Office #1: 5251 Dtc Pkwy Ste 1185, Greenwood Village, CO 80111RIA
BD
CRD#: 6413
GREENWOOD VILLAGE, CO
Past
June 1, 2011 - August 17, 2016
JASMIJN CAPITAL MANAGEMENT, LLC
RIA
CRD#: 127066
ARVADA, CO
Past
March 17, 2011 - July 10, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/9/2015)
IAR
Colorado(7/30/2015)
RR
Ohio(4/11/2025)
RR
Rhode Island(8/3/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MARSHALL INVESTMENT MANAGEMENT, LLC
CAVILL & COMPANY | MARSHALL INVESTMENT MANAGEMENT, LLC | KIRSCH WEALTH MANAGEMENT
CRD#: 174817 / SEC#: 801-117304
RIA
Registered Investment Advisory firm - (9/6/2019 Approved)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (2/21/2019 Terminated)Florida
Registered Investment Advisory firm - (2/21/2019 Terminated)Maryland
Registered Investment Advisory firm - (9/20/2019 Terminated)New Mexico
Registered Investment Advisory firm - (9/9/2019 Terminated)Oregon
Registered Investment Advisory firm - (3/1/2019 Terminated)Texas
Registered Investment Advisory firm - (9/9/2019 Terminated)Virginia
Registered Investment Advisory firm - (9/10/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111
Mailing Address
Phone number
(303) 991-6415
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,024 |
| AUM (Assets Under Management) | $ 264,092,743 |
Red Flags
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Company Information
MARSHALL INVESTMENT MANAGEMENT, LLC
CRD#: 174817Greenwood Village, CO 80111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
