Armando Martinez
Professional summary
Armando Martinez is a registered financial professional currently at PNC WEALTH MANAGEMENT LLC located in Chicago, Illinois.
Armando is registered as a RR (Registered Representative) and started their career in finance in 2008. Armando has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Armando Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 5075 S. Archer Ave., Chicago, IL 60632December 14, 2021 - May 15, 2024
NORTHERN TRUST SECURITIES, INC.
February 7, 2019 - November 9, 2021
PNC WEALTH MANAGEMENT LLC
February 7, 2019 - November 9, 2021
PNC WEALTH MANAGEMENT LLC
January 26, 2018 - February 5, 2019
LBMZ SECURITIES, INC.
May 8, 2017 - February 5, 2019
ZACKS INVESTMENT MANAGEMENT, INC.
June 18, 2013 - May 9, 2016
NORTHERN TRUST SECURITIES, INC.
September 4, 2012 - April 23, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 20, 2010 - July 15, 2011
NYLIFE SECURITIES LLC
September 8, 2009 - August 11, 2010
FIFTH THIRD SECURITIES, INC.
October 22, 2008 - July 24, 2009
MSI FINANCIAL SERVICES, INC.
August 15, 2008 - October 17, 2008
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2026)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
