Steven A. Schetrom

LEGACY FINANCIAL

Front Royal, VA

Some features on this profile are disabled

CRD#: 5534326

Professional summary

Steven Allen Schetrom II, who also goes by Steven Schetrom, is a registered financial advisor currently at LEGACY FINANCIAL located in Front Royal, Virginia.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Steven has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Schetrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BATTLE OF CEDAR CREEK CAMPGROUND 8950 VALLEY PIKE MIDDLE TOWN VA 22645, SOLE PROPRIET0RSHIP, NONE, RECREATIONAL REAL ESTATE / CAMPGROUND, BUSINESS OWNED BY REPRESENTATIVE AND SPOUSE WIFE WORKS AT THE BUSINESS FULL TIME AND IS IN CHARGE OF DAY-TO-DAY OPERATIONS, 04/20/2008, 5, 0, REPRESENTATIVE IS CO-OWNER WIFE HANDLES ALL OPERATIONS. 2. DBA - LEGACY FINANCIAL, 194 WEST KING ST, STRASBURG, VA 22657, YES, COMPENSATION FROM INSURANCE THROUGH CRUMP LIFE INSURANCE COMPANY, INSURANCE, OWNER, 2/01/2010, 5, 5, INSURANCE SALES/SERVICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Allen Schetrom II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2011 - Present

LEGACY FINANCIAL

RIA

CRD#: 153236

Front Royal, VA

Past

March 24, 2010 - December 31, 2010

LEGACY FINANCIAL

RIA

CRD#: 153236

FRONT ROYAL, VA

Past

August 28, 2009 - March 2, 2010

LEVEL FOUR FINANCIAL, LLC

RIA

CRD#: 25700

STRASBURG, VA

Past

August 10, 2009 - March 2, 2010

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

STRASBURG, VA

Past

August 11, 2008 - August 12, 2009

EDWARD JONES

RIA

CRD#: 250

WINCHESTER, VA

Past

July 14, 2008 - August 12, 2009

EDWARD JONES

CRD#: 250

WINCHESTER, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/11/2008

General Securities Representative Examination

Current Firm

LEGACY FINANCIAL

LEGACY FINANCIAL | SCHETROM, STEVEN ALLEN

CRD#: 153236 / SEC#:

Virginia

Registered Investment Advisory firm - (1/1/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 Totten Lane, Front Royal, VA 22630

Mailing Address

Phone number

(540) 333-1784

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 2,898,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven A. Schetrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Allen Schetrom II's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FINANCIAL

LEGACY FINANCIAL

LEVEL FOUR FINANCIAL, LLC

LEVEL FOUR FINANCIAL, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2008

Series 7

Date: 7/11/2008

Current Firm

LEGACY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY FINANCIAL

TRUST BUT VERIFY

Similar Advisors