Autumn B. Armbruster

MSP WEALTH MANAGEMENT

Klamath Falls, OR 97601

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CRD#: 5534284

Professional summary

Autumn Brooke Armbruster, who also goes by Autumn Brooke Carroll, Autumn Brooke Shoras, is a registered financial advisor currently at MSP WEALTH MANAGEMENT, LLC located in Klamath Falls, Oregon.

Autumn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Autumn has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Autumn Brooke Carroll | Autumn Brooke Shoras

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BROOKE WATERS WOODWORKING & CONSTRUCTION LLC INVESTMENT RELATED: No ADDRESS: 5626 Independence Ave, Klamath Falls OR 97603, United States NATURE: Construction company POSITION: Owner- License Holder START DATE: June 2021 NUMBER OF HOURS: 40 per month; SECURITIES TRADING HOURS: 0 DESCRIPTION: Owner, maintain records, ensure compliance with CCB requirements

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Autumn Brooke Armbruster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2020 - Present

MSP WEALTH MANAGEMENT, LLC

Office #1: 824 Pine Street, Klamath Falls, OR 97601

RIA

CRD#: 306522

Klamath Falls, OR

Past

October 25, 2019 - April 1, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

IRVING, TX

Past

October 25, 2019 - April 1, 2020

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

KLAMATH FALLS, OR

Past

February 23, 2012 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

KLAMATH FALLS, OR

Past

August 23, 2011 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

KLAMATH FALLS, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MSP WEALTH MANAGEMENT, LLC

DESERT ADVISORY LLC | MSP WEALTH MANAGEMENT, LLC

CRD#: 306522 / SEC#: 801-117846

RIA

Registered Investment Advisory firm - (1/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(3/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2011

General Securities Representative Examination

Current Firm

MSP WEALTH MANAGEMENT, LLC

DESERT ADVISORY LLC | MSP WEALTH MANAGEMENT, LLC

CRD#: 306522 / SEC#: 801-117846

RIA

Registered Investment Advisory firm - (1/3/2020 Approved)

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Contact information

Main Address

824 Pine Street, Klamath Falls, OR 97601

Mailing Address

Phone number

(541) 884-4164

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSP WEALTH MANAGEMENT FORM ADV PART 2A (3/14/2025)

MSP WEALTH MANAGEMENT FORM ADV PART 2A WRAP FEE APPENDIX (3/14/2025)

Regulatory assets under management

Total Number of Accounts	795
AUM (Assets Under Management)	$ 193,009,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Autumn B. Armbruster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Autumn Brooke Armbruster's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

MSP WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2011

Current Firm

MSP WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MSP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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