Andrea K Baker
Professional Summary
Andrea K Baker, who also goes by Andrea K Kemble, Andrea Kay Kemble, Andrea Safley, is a registered financial advisor currently at INTEGRITY ALLIANCE, LLC. located in West Des Moines, Iowa and INTEGRITY CAPITAL, LLC located in West Des Moines, Iowa. Andrea is registered as a RR (Registered Representative) and started their career in finance in 2009. Andrea has worked at 3 firms and has passed the SIE, Series 99TO, Series 27 and Series 28...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrea K Kemble, Andrea Kay Kemble, Andrea Safley
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC
Contact Information
Main Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260Mailing Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260Phone Number
(480) 321-8992Established
Delaware since 08/05/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTEGRITY WEALTH, LLC | MEMBER | — |
| BAKER, ANDREA K | PRINCIPAL FINANCIAL OFFICER | 5533991 |
| BAKER, ANDREA K | FINOP | 5533991 |
| BAKER, ANDREA K | CHIEF FINANCIAL OFFICER | 5533991 |
| BAKER, ANDREA K | PRINCIPAL OPERATIONS OFFICER | 5533991 |
| DENHAM, ERIC TODD | PRESIDENT | 1812039 |
| PATTERSON, GINNIE SUZANNE | CHIEF COMPLIANCE OFFICER | 6329958 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2009About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrea K Baker's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.