SY
Suping Yang
WEALTH MANAGEMENT
Portland, OR 97219
Some features on this profile are disabled
CRD#: 5533982
SY
Professional summary
Suping Yang, who also goes by Susan S Yang, Susan Yang, is a registered financial advisor currently at WEALTH MANAGEMENT located in Portland, Oregon.
Suping is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Suping has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan S Yang | Susan Yang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Northwest Space Solutions LLC - not investment related - 18 NW 20th ave ste 102 Battle Ground WA 98604 - commercial real estate - Officer - may 2018 - oversee financial functions - approx 1/2 hour monthly - approx 0 hours during security trading hours.
Susan S Yang CPA PC - not investment related - 2614 Ne 166th Pl Vancouver, WA 98684 - CPA Practice - President - 4/2004 - Approx. 40 hours monthly/ Approx. 10 hours during securities trading hours - Principal and sole shareholder, supervise work of staff accountant and bookkeeper as a contractor, review tax returns.
Rose Medical Management LLC - not investment related - 18 NW 20th Ave Ste 102 Battle Ground, WA 98604 - management of clinics - member/partner - 12/2014 - Approx. 40 hours monthly/Approx. 20 hours during securities trading hours - oversight of finance, banking and payroll.
River Music - not investment related - 18008 NE 81st Circle Vancouver, WA 98682 - real estate - 50% owner - Approx 1 hour monthly/Approx 0 hours during securities trading hours - Assist with tax forms.
CRS (Client Relationship Summary) - RIA
Click below to view Suping Yang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2014 - Present
WEALTH MANAGEMENT
Office #1: 9320 Sw Barbur Blvd #120, Portland, OR 97219RIA
CRD#: 137080
Portland, OR
Past
November 15, 2012 - August 25, 2014
INSIGHT ADVISORS NW, LLC
RIA
CRD#: 165731
BEAVERTON, OR
Past
January 13, 2009 - November 21, 2012
THE H GROUP, INC.
RIA
CRD#: 106801
PORTLAND, OR
Past
November 17, 2008 - December 31, 2008
INSPHERE SECURITIES, INC.
RIA
CRD#: 136433
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(8/29/2014)
IAR
Washington(2/25/2019)
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
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Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
