Robert E. Rice
Professional summary
Robert Eric Rice is a registered financial professional currently at TANGENT CAPITAL PARTNERS, LLC located in Short Hills, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Eric Rice's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2008 - Present
TANGENT CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2012)
(11/30/2020)
(6/3/2009)
(11/7/2017)
(6/3/2011)
(2/23/2010)
(12/2/2020)
(3/10/2010)
(11/30/2020)
(3/1/2012)
(6/10/2011)
(12/1/2020)
(9/30/2021)
(11/4/2009)
(9/6/2024)
(11/30/2020)
(11/23/2021)
(6/5/2009)
(9/9/2014)
(11/10/2009)
(3/24/2023)
(3/1/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
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