Frank J. Lupu
Professional summary
Frank J Lupu, who also goes by Francesco Jeffrey Lupu, Frank Lupu, Frankie Lupu, is a registered financial advisor currently at LUPU FINANCIAL located in Irvine, California.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Frank has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank J Lupu's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2021 - Present
LUPU FINANCIAL
Office #1: 19800 Macarthur Blvd. Suite 300, Irvine, CA 92612February 20, 2020 - February 26, 2021
SECURITIES AMERICA ADVISORS, INC.
April 28, 2014 - February 25, 2020
COOPER MCMANUS
April 24, 2014 - February 26, 2021
SECURITIES AMERICA, INC.
July 29, 2008 - April 25, 2014
EDWARD JONES
July 14, 2008 - April 25, 2014
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/25/2021)
Exams
Current Firm
LUPU FINANCIAL
CRD#: 311610 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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