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Joseph Evans Dewhart JR.

Joseph E. Dewhart

STRATEGIC ADVISERS LLC | Vice President, Executive Planning Consultant
CYPRESS, TX
Some features on this profile are disabled
CRD#: 5533815
Joseph Evans Dewhart JR.

Professional summary

Joseph Evans Dewhart JR., CFP®, who also goes by Joseph E Dewhart Jr, Joseph E Dewhart Jr., Joseph E Dewhart, Joseph E. Dewhart, Joseph Evans Dewhart Jr, Joseph Evans Dewhart, Joseph Dewhart, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cypress, Texas and FIDELITY BROKERAGE SERVICES LLC located in Chandler, Arizona.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 26 exams.

Biography

I partner with my clients to help them understand and utilize their corporate benefits and build customized financial plans that meet their unique life circumstances. Forming strong relationships with my clients and their families is of the utmost importance to me. I work hard to maintain a deep level of trust, reliability, and competency.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
Insurance Planning
Tax Planning
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Education Planning
Estate Planning
Debt Management
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes

Aliases

Joseph E Dewhart Jr | Joseph E Dewhart Jr. | Joseph E Dewhart | Joseph E. Dewhart | Joseph Evans Dewhart Jr | Joseph Evans Dewhart | Joseph Dewhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Evans Dewhart JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Education

Santa Clara University

Certified Equity Professional Designation - Equity Compensation in Finance

2021

Rice University

Certified Financial Planner Designation - Financial Planning in Finance

2015

University of Phoenix

Master of Business Administration (MBA) - Business

2006

Washington & Jefferson College

Bachelor of Business Administration - Business

2005

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CYPRESS, TX
Current

May 23, 2018 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226
BD
CRD#: 7784
Chandler, AZ
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CYPRESS, TX
Past

June 12, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
HOUSTON, TX
Past

November 16, 2017 - May 8, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
ROSWELL, GA
Past

November 16, 2017 - May 8, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
ROSWELL, GA
Past

May 12, 2015 - November 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CYPRESS, TX
Past

May 12, 2015 - November 27, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CYPRESS, TX
Past

September 30, 2014 - April 7, 2015

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
HOUSTON, TX
Past

September 25, 2014 - April 7, 2015

BBVA SECURITIES INC.

BD
CRD#: 27060
HOUSTON, TX
Past

May 9, 2014 - July 22, 2014

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
HOUSTON, TX
Past

May 16, 2013 - February 13, 2014

BBVA SECURITIES INC.

BD
CRD#: 27060
HOUSTON, TX
Past

April 29, 2013 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
HOUSTON, TX
Past

October 1, 2012 - February 7, 2013

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
AUSTIN, TX
Past

October 1, 2012 - February 7, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
AUSTIN, TX
Past

June 21, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
AUSTIN, TX
Past

June 21, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
AUSTIN, TX
Past

January 4, 2011 - June 26, 2012

SWBC INVESTMENT COMPANY

RIA
CRD#: 140994
SAN ANTONIO, TX
Past

January 4, 2011 - June 26, 2012

SWBC INVESTMENT SERVICES, LLC

BD
CRD#: 133715
HOUSTON, TX
Past

March 1, 2010 - January 6, 2011

EDWARD JONES

RIA
CRD#: 250
HOUSTON, TX
Past

January 7, 2010 - January 6, 2011

EDWARD JONES

BD
CRD#: 250
HOUSTON, TX
Past

June 24, 2008 - January 23, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/17/2021)
RR
Alaska
(11/17/2021)
RR
Arizona
(11/17/2021)
RR
Arkansas
(5/23/2018)
RR
California
(11/17/2021)
RR
Colorado
(3/3/2021)
RR
Connecticut
(11/17/2021)
RR
Delaware
(11/17/2021)
RR
District of Columbia
(11/17/2021)
RR
Florida
(11/17/2021)
RR
Georgia
(11/17/2021)
RR
Hawaii
(11/17/2021)
RR
Idaho
(11/17/2021)
RR
Illinois
(6/4/2021)
RR
Indiana
(11/17/2021)
RR
Iowa
(11/17/2021)
RR
Kansas
(11/17/2021)
RR
Kentucky
(11/17/2021)
RR
Louisiana
(3/3/2021)
RR
Maine
(11/17/2021)
RR
Maryland
(11/17/2021)
RR
Massachusetts
(11/17/2021)
RR
Michigan
(9/4/2020)
RR
Minnesota
(11/17/2021)
RR
Mississippi
(11/17/2021)
RR
Missouri
(11/17/2021)
RR
Montana
(11/17/2021)
RR
Nebraska
(11/17/2021)
RR
Nevada
(11/17/2021)
RR
New Hampshire
(11/17/2021)
RR
New Jersey
(11/17/2021)
RR
New Mexico
(11/17/2021)
RR
New York
(4/23/2020)
RR
North Carolina
(11/17/2021)
RR
North Dakota
(11/17/2021)
RR
Ohio
(11/18/2021)
RR
Oklahoma
(11/17/2021)
RR
Oregon
(11/17/2021)
RR
Pennsylvania
(11/17/2021)
RR
Puerto Rico
(11/17/2021)
RR
Rhode Island
(11/17/2021)
RR
South Carolina
(11/17/2021)
RR
South Dakota
(11/17/2021)
RR
Tennessee
(11/17/2021)
RR
Texas
(5/23/2018)
IAR
Texas
(3/31/2025)
RR
Utah
(11/17/2021)
RR
Vermont
(11/17/2021)
RR
Virgin Islands
(11/17/2021)
RR
Virginia
(11/17/2021)
RR
Washington
(11/17/2021)
RR
West Virginia
(11/17/2021)
RR
Wisconsin
(11/17/2021)
RR
Wyoming
(11/17/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/26/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/22/2008
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/15/2016
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/15/2016
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/6/2014
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Vice President, Executive Planning ConsultantCRD#: 104555Cypress, TX

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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