Joseph Evans Dewhart JR.
CFP®Professional Summary
Joseph Evans Dewhart JR., CFP®, who also goes by Joseph E Dewhart Jr, Joseph E Dewhart Jr., Joseph E Dewhart, Joseph E. Dewhart, Joseph Evans Dewhart Jr, Joseph Evans Dewhart, Joseph Dewhart, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cypress, Texas and FIDELITY BROKERAGE SERVICES LLC located in Evanston, Illinois. Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Insurance Planning
- Tax Planning
- Investment Planning
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Education Planning
- Estate Planning
- Debt Management
Biography
I partner with my clients to help them understand and utilize their corporate benefits and build customized financial plans that meet their unique life circumstances. Forming strong relationships with my clients and their families is of the utmost importance to me. I work hard to maintain a deep level of trust, reliability, and competency.
Other Aliases
Joseph Evans Dewhart JR., Joseph E Dewhart Jr, Joseph E Dewhart Jr., Joseph E Dewhart, Joseph E. Dewhart, Joseph Evans Dewhart Jr, Joseph Evans Dewhart, Joseph Dewhart
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Credentials
Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
Education
Santa Clara University
Equity Compensation in Finance, Certified Equity Professional Designation
Equity Compensation in Finance, Certified Equity Professional Designation
2021
Rice University
Financial Planning in Finance, Certified Financial Planner Designation
Financial Planning in Finance, Certified Financial Planner Designation
2015
University of Phoenix
Business, Master of Business Administration (MBA)
Business, Master of Business Administration (MBA)
2006
Washington & Jefferson College
Business , Bachelor of Business Administration
Business , Bachelor of Business Administration
2005
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
Contact Information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698Phone Number
(617) 563-7000# of Employees
17,112SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,973,512AUM (Assets Under Management)
$1,370,125,325,211Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2026 | Cover Page | Report |
| 09/24/2025 | Cover Page | Report |
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
State Registrations and Notice Filings
(11/17/2021)
(11/17/2021)
(11/17/2021)
(5/23/2018)
(11/17/2021)
(3/3/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(6/4/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(3/3/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(9/4/2020)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(4/23/2020)
(11/17/2021)
(11/17/2021)
(11/18/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(5/23/2018)
(3/31/2025)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
(11/17/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2008About the Series 6 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2016About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2016About the Series 10 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2014About the Series 26 examSRO Registrations
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Evans Dewhart JR.'s CRS (Customer Relationship Summary).
Services Offered by Joseph
- Retirement Planning
- Insurance Planning
- Tax Planning
- Investment Planning
- Employee and Employer Plan Benefits
- Comprehensive Financial Planning
- Education Planning
- Estate Planning
- Debt Management
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC