John C. Giovannetti

RED DOOR WEALTH MANAGEMENT

MEMPHIS, TN 38120

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CRD#: 5533266

Professional summary

John Carter Giovannetti, who also goes by Carter Giovannetti, is a registered financial advisor currently at RED DOOR WEALTH MANAGEMENT, LLC located in Memphis, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carter Giovannetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carter Giovannetti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2018 - Present

RED DOOR WEALTH MANAGEMENT, LLC

Office #1: 965 Ridge Lake Blvd Suite 105, Memphis, TN 38120

RIA

CRD#: 153235

MEMPHIS, TN

Past

March 19, 2015 - April 18, 2018

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

RIA

CRD#: 174809

MEMPHIS, TN

Past

April 1, 2013 - May 7, 2015

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

RIA

CRD#: 6950

MEMPHIS, TN

Past

April 1, 2013 - May 7, 2015

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

MEMPHIS, TN

Past

November 16, 2012 - April 1, 2013

COMMERCE ASSET MANAGEMENT, LLC

RIA

CRD#: 159561

MEMPHIS, TN

Past

August 2, 2012 - April 2, 2013

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

April 25, 2012 - April 1, 2013

COMMERCE ADVISORS, LLC

RIA

CRD#: 151439

MEMPHIS, TN

Past

September 5, 2008 - August 13, 2012

ENERECAP PARTNERS, LLC

CRD#: 26554

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RED DOOR WEALTH MANAGEMENT, LLC

CRD#: 153235 / SEC#: 801-79374

RIA

Registered Investment Advisory firm - (3/31/2014 Approved)

Louisiana

Registered Investment Advisory firm - (4/8/2014 Terminated)

Tennessee

Registered Investment Advisory firm - (5/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/31/2011

Registered Options Principal Examination

Current Firm

RED DOOR WEALTH MANAGEMENT, LLC

CRD#: 153235 / SEC#: 801-79374

RIA

Registered Investment Advisory firm - (3/31/2014 Approved)

Louisiana

Registered Investment Advisory firm - (4/8/2014 Terminated)

Tennessee

Registered Investment Advisory firm - (5/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2014 Terminated)

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Contact information

Main Address

965 Ridge Lake Blvd Suite 105, Memphis, TN 38120

Mailing Address

Phone number

(901) 681-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/27/2025)

Regulatory assets under management

Total Number of Accounts	3,928
AUM (Assets Under Management)	$ 2,520,524,776

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/15/2025	Cover Page	Report
01/22/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Giovannetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carter Giovannetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

COMMERCE ASSET MANAGEMENT, LLC

SILVER OAK SECURITIES, INCORPORATED

COMMERCE ADVISORS, LLC

ENERECAP PARTNERS, LLC

Primary Firm SEC Registration

RED DOOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2012

Series 63

Date: 12/8/2008

SIE

Date: 5/7/2015

Series 7

Date: 9/4/2008

Series 24

Date: 1/26/2012

Series 4

Date: 3/31/2011

Current Firm

RED DOOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RED DOOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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