Pablo L. Jimenez

AMERAUDI ASSET MANAGEMENT

Forest Hills, NY

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CRD#: 5533140

Professional summary

Pablo Leonardo Jimenez is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in Forest Hills, New York and AMERAUDI INVESTMENT SERVICES LLC located in New York, New York.

Pablo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Pablo has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ameraudi Asset Management, Inc.; Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Investment Advisor; Position: Investment Advisor Representative; Start: 11/2018; Hours: 30 hrs/week; Securites Trading Hours: 27hrs/week; Advise clients regarding investments; Ameraudi Investment Services LLC, Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Broker-Dealer; Position: Chief Compliance Officer; Start: 06/2023; Hours: 10hrs/week; Securities Trading Hours: 5hrs/week; Supervision of Broker-Dealer Activites

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Leonardo Jimenez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2019 - Present

AMERAUDI ASSET MANAGEMENT, INC.

Office #2: 19 East 54th Street, New York, NY 10022

RIA

CRD#: 119854

Forest Hills, NY

Current

November 21, 2024 - Present

AMERAUDI INVESTMENT SERVICES LLC

Office #1: 19 E. 54th Street, New York, NY 10022

CRD#: 327842

NEW YORK, NY

Past

November 7, 2018 - October 15, 2021

BOLTON GLOBAL CAPITAL

CRD#: 15650

NEW YORK CITY, NY

Past

December 7, 2010 - November 1, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

Florida

Registered Investment Advisory firm - (5/10/2019 Terminated)

New York

Registered Investment Advisory firm - (5/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(1/31/2019)

IAR

New York
(8/24/2021)

New York
(11/22/2024)

IAR

Texas
(5/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/6/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 9/18/2025

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

Florida

Registered Investment Advisory firm - (5/10/2019 Terminated)

New York

Registered Investment Advisory firm - (5/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2019 Terminated)

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Contact information

Main Address

19 East 54th Street, New York, NY 10022

Mailing Address

Phone number

(212) 833-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMERAUDI ASSET MANAGEMENT, INC PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,245
AUM (Assets Under Management)	$ 1,743,966,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Pablo L. Jimenez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Leonardo Jimenez's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERAUDI INVESTMENT SERVICES LLC

BOLTON GLOBAL CAPITAL

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERAUDI ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2019

Series 63

Date: 3/20/2011

Series 7TO

Date: 12/6/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/6/2010

Series 14

Date: 9/18/2025

Series 24

Date: 12/6/2023

FINRA

Current Firm

AMERAUDI ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERAUDI ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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