SM
Shannon N. Montell
THE HUNTINGTON INVESTMENT COMPANY
Worthington, OH 43085
Some features on this profile are disabled
CRD#: 5533080
SM
Professional summary
Shannon Nicole Montell, who also goes by Shannon N Hutchison, Shannon Nicole Hutchison, Shannon N Isham, Shannon Nicole Isham, Shannon N Montell, Shannon Nicole Montell, Shannon Montell, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Worthington, Ohio.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Shannon has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon N Hutchison | Shannon Nicole Hutchison | Shannon N Isham | Shannon Nicole Isham | Shannon N Montell | Shannon Nicole Montell | Shannon Montell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Nicole Montell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shannon Nicole Montell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2021 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Worthington Main 800 High Street, Worthington, OH 43085Office #2: Canal Winchester Banking Office 37 South High Street, Canal Winchester, OH 43110Office #3: Cohw Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220Office #4: Frantz Road Banking Office 6340 Frantz Road, Dublin, OH 43017Office #5: North Arlington Banking Office 4661 Reed Road, Columbus, OH 43220Office #6: Marysville Main Office 220 West Fifth Street, Marysville, OH 43040Office #7: Delaware Banking Office 1750 Columbus Pike, Delaware, OH 43015Office #8: Crown Plaza 2100 Bethel Road, Columbus, OH 43220Office #9: Tri-village Banking Office 1555 West Fifth Avenue, Columbus, OH 43212Office #10: Mill Run Banking Office 3650 Fishinger Boulevard, Hilliard, OH 43026Office #11: Washington Court House Banking Office 150 East Court Street, Washington Court House, OH 43160Office #12: Hilliard Office 1880 Hilliard-rome Road, Hilliard, OH 43026Office #13: Marion Mt. Vernon 1200 Mt. Vernon Ave., Marion, OH 43302Office #14: West Jefferson One E Main St 1 E. Main St., West Jefferson, OH 43162Office #15: London 2 East High St, London, OH 43140Office #16: Powell And Sawmill Branch 4072 W Powell Road, Powell, OH 43065Office #17: Central Center Banking Office 445 Western Avenue, Chillicothe, OH 45601Office #18: Stringtown Road Banking Office 2227 Stringtown Road, Grove City, OH 43123Office #19: Lancaster Banking Office 2665 North Memorial Drive, Lancaster, OH 43130Office #20: Buckeye Grove Banking Office 2607 London-groveport Road, Grove City, OH 43123Office #21: Westland Banking Office 121 Georgesville Road, Columbus, OH 43228Office #22: Groveport Banking Office 556 Main Street, Groveport, OH 43125Office #23: Great Southern Banking Office 3464 South High Street, Columbus, OH 43207Office #24: Circleville Plaza 1425 South Court Street, Circleville, OH 43113Office #26: Delaware - E William St 95 E William St, Delaware, OH 43015Office #27: Sawmill 161 3740 West Dublin Granville Road, Columbus, OH 43235Office #28: Avery Road Banking Office 6655 Avery-muirfield Drive, Dublin, OH 43016Office #29: Olde Sawmill Banking Office 7744 Sawmill Road, Dublin, OH 43016Office #30: Dublin Wealth Advisors 6755 Avery-muirfield Drive, Dublin, OH 43016Office #31: Worthington Hills 7840 Olentangy River Road, Worthington, OH 43235Office #32: Tuttle Crossing 5930 Britton Parkway, Dublin, OH 43016Office #33: Russells Point 340 East Main St., Russells Point, OH 43348Office #34: Home Road 3481 O'connell Street, Powell, OH 43065RIA
BD
CRD#: 16986
Worthington, OH
Current
October 1, 2021 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Worthington Main 800 High Street, Worthington, OH 43085Office #2: Canal Winchester Banking Office 37 South High Street, Canal Winchester, OH 43110Office #3: Cohw Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220Office #4: Frantz Road Banking Office 6340 Frantz Road, Dublin, OH 43017Office #5: North Arlington Banking Office 4661 Reed Road, Columbus, OH 43220Office #6: Marysville Main Office 220 West Fifth Street, Marysville, OH 43040Office #7: Delaware Banking Office 1750 Columbus Pike, Delaware, OH 43015Office #8: Crown Plaza 2100 Bethel Road, Columbus, OH 43220Office #9: Tri-village Banking Office 1555 West Fifth Avenue, Columbus, OH 43212Office #10: Mill Run Banking Office 3650 Fishinger Boulevard, Hilliard, OH 43026Office #11: Washington Court House Banking Office 150 East Court Street, Washington Court House, OH 43160Office #12: Hilliard Office 1880 Hilliard-rome Road, Hilliard, OH 43026Office #13: Marion Mt. Vernon 1200 Mt. Vernon Ave., Marion, OH 43302Office #14: West Jefferson One E Main St 1 E. Main St., West Jefferson, OH 43162Office #15: London 2 East High St, London, OH 43140Office #16: Powell And Sawmill Branch 4072 W Powell Road, Powell, OH 43065Office #17: Central Center Banking Office 445 Western Avenue, Chillicothe, OH 45601Office #18: Stringtown Road Banking Office 2227 Stringtown Road, Grove City, OH 43123Office #19: Lancaster Banking Office 2665 North Memorial Drive, Lancaster, OH 43130Office #20: Buckeye Grove Banking Office 2607 London-groveport Road, Grove City, OH 43123Office #21: Westland Banking Office 121 Georgesville Road, Columbus, OH 43228Office #22: Groveport Banking Office 556 Main Street, Groveport, OH 43125Office #23: Great Southern Banking Office 3464 South High Street, Columbus, OH 43207Office #24: Circleville Plaza 1425 South Court Street, Circleville, OH 43113Office #25: Delaware - E William St 95 E William St, Delaware, OH 43015Office #26: Sawmill 161 3740 West Dublin Granville Road, Columbus, OH 43235Office #27: Avery Road Banking Office 6655 Avery-muirfield Drive, Dublin, OH 43016Office #28: Olde Sawmill Banking Office 7744 Sawmill Road, Dublin, OH 43016Office #29: Dublin Wealth Advisors 6755 Avery-muirfield Drive, Dublin, OH 43016Office #30: Worthington Hills 7840 Olentangy River Road, Worthington, OH 43235Office #31: Tuttle Crossing 5930 Britton Parkway, Dublin, OH 43016Office #32: Russells Point 340 East Main St., Russells Point, OH 43348Office #33: Home Road 3481 O'connell Street, Powell, OH 43065RIA
BD
CRD#: 16986
Worthington, OH
Past
May 9, 2018 - September 29, 2021
MORGAN STANLEY
RIA
CRD#: 149777
Columbus, OH
Past
May 9, 2018 - September 29, 2021
MORGAN STANLEY
BD
CRD#: 149777
Columbus, OH
Past
October 18, 2012 - May 8, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
WESTERVILLE, OH
Past
October 17, 2012 - May 8, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WESTERVILLE, OH
Past
April 14, 2010 - November 15, 2012
MORGAN STANLEY
RIA
CRD#: 149777
SOUTH JORDAN, UT
Past
April 14, 2010 - November 15, 2012
MORGAN STANLEY
BD
CRD#: 149777
SOUTH JORDAN, UT
Past
October 1, 2009 - February 11, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEWARK, OH
Past
October 1, 2009 - February 11, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEWARK, OH
Past
June 1, 2009 - August 17, 2009
MORGAN STANLEY
RIA
CRD#: 149777
COLUMBUS, OH
Past
June 1, 2009 - August 17, 2009
MORGAN STANLEY
BD
CRD#: 149777
COLUMBUS, OH
Past
April 14, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SOUTH JORDAN, UT
Past
January 6, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SOUTH JORDAN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(10/4/2021)
IAR
Ohio(10/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
