RF
Rustin J. Feldman
HELIUM ADVISORS LLC
VANCOUVER, WA 98684
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CRD#: 5532783
RF
Professional summary
Rustin Jj Feldman is a registered financial advisor currently at HELIUM ADVISORS LLC located in Vancouver, Washington.
Rustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rustin has worked at 5 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance related sales- Term insurance, Whole Life, IUL 2)Rustin JJ Feldman is a Insurance Agent at Licensed Insurance Agent; Investment related: No; Location: 1910 120th Pl SE Everett WA 98208; Start date: 2022-09-01; Description and Responsibilities Duties: As a licensed insurance agent, Morgan, Rustin, and Roshan can sell life insurance policies. 0 Hours per month during trading; 2 Hours per month outside trading;1% of total yearly compensation to the business.
CRS (Client Relationship Summary) - RIA
Click below to view Rustin Jj Feldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2022 - Present
HELIUM ADVISORS LLC
Office #1: 222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 98684RIA
CRD#: 282356
VANCOUVER, WA
Past
August 22, 2022 - December 2, 2022
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
Camas, WA
Past
November 28, 2018 - December 2, 2022
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
Palos Verdes Estates, CA
Past
August 21, 2018 - December 2, 2022
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
Camas, WA
Past
June 25, 2012 - August 27, 2018
COMPOSITION WEALTH, LLC
RIA
CRD#: 143483
LOS ANGELES, CA
Past
June 18, 2012 - July 11, 2012
BROXTON CAPITAL ADVISORS
RIA
CRD#: 136914
LOS ANGELES, CA
Past
October 8, 2008 - June 4, 2012
BROXTON CAPITAL ADVISORS
RIA
CRD#: 136914
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HELIUM ADVISORS LLC
HELIUM ADVISORS | HELIUM ADVISORS LLC
CRD#: 282356 / SEC#: 801-126557
RIA
Registered Investment Advisory firm - (9/15/2022 Approved)Arizona
Registered Investment Advisory firm - (12/7/2022 Terminated)California
Registered Investment Advisory firm - (1/6/2023 Terminated)Texas
Registered Investment Advisory firm - (12/7/2022 Terminated)Washington
Registered Investment Advisory firm - (1/11/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/27/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
HA
HELIUM ADVISORS LLC
HELIUM ADVISORS | HELIUM ADVISORS LLC
CRD#: 282356 / SEC#: 801-126557
RIA
Registered Investment Advisory firm - (9/15/2022 Approved)Arizona
Registered Investment Advisory firm - (12/7/2022 Terminated)California
Registered Investment Advisory firm - (1/6/2023 Terminated)Texas
Registered Investment Advisory firm - (12/7/2022 Terminated)Washington
Registered Investment Advisory firm - (1/11/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 98684
Mailing Address
Phone number
(425) 214-1533
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 896 |
| AUM (Assets Under Management) | $ 308,092,194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
