Ryan M. Stith

PIVOT POINT WEALTH PLANNING

Brandenburg, KY 40108

Some features on this profile are disabled

CRD#: 5532764

Professional summary

Ryan Matthew Stith, CFP® is a registered financial advisor currently at PIVOT POINT WEALTH PLANNING located in Brandenburg, Kentucky.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Budgeting

Comprehensive Financial Planni...

Retirement Planning

Debt Management

Tax Planning

Education Planning

Do you have an area of expertise or specialization?

Business Owners

Entrepreneurs

Fixed Fee (Subscription, Retai...

Investment Advice with Ongoing...

Investment Advice without Ongo...

Middle Income Client Needs

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Matthew Stith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

March 7, 2017 - Present

PIVOT POINT WEALTH PLANNING

Office #1: 512 Hillcrest Drive Suite D, Brandenburg, KY 40108

RIA

CRD#: 287623

Brandenburg, KY

Past

September 23, 2015 - March 1, 2017

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

lexington, KY

Past

July 4, 2008 - March 1, 2017

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LEXINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/20/2019)

IAR

Kentucky
(3/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/27/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/2008

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/4/2009

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PIVOT POINT WEALTH PLANNING

PIVOT POINT WEALTH PLANNING | STITH FINANCIAL PLANNING, LLC

CRD#: 287623 / SEC#:

Indiana

Registered Investment Advisory firm - (5/20/2019 Approved)

Kentucky

Registered Investment Advisory firm - (3/7/2017 Approved)

Texas

Registered Investment Advisory firm - (3/26/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

512 Hillcrest Drive Suite D, Brandenburg, KY 40108

Mailing Address

Phone number

(270) 945-1404

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 22,738,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Travis Hooser

FIRST COMMAND ADVISORY SERVICES

IAR

Radcliff, KY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan M. Stith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Matthew Stith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2015

Series 63

Date: 5/27/2008

SIE

Date: 3/1/2017

Series 7

Date: 2/12/2015

Series 6

Date: 7/3/2008

Series 26

Date: 11/4/2009

Current Firm

PIVOT POINT WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PIVOT POINT WEALTH PLANNING

TRUST BUT VERIFY

Similar Advisors