Harris A. Bock
Professional summary
Harris Adam Bock, who also goes by Harris Bock, is a registered financial professional currently at DYNAMEX TRADING, LLC located in New York, New York.
Harris is registered as a RR (Registered Representative) and started their career in finance in 2011. Harris has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harris Adam Bock's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2008 - Present
DYNAMEX TRADING, LLC
Office #1: 11 Broadway Suite 360, New York, NY 10004March 21, 2011 - October 1, 2020
GROUP ONE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2008)
(6/18/2009)
(3/2/2023)
(3/31/2009)
(9/28/2017)
(5/26/2009)
(8/20/2008)
(1/5/2010)
(9/26/2017)
(12/12/2018)
(9/19/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe Exchange, Inc.
FINRA
Nasdaq Stock Market
Current Firm
DYNAMEX TRADING, LLC
CRD#: 127434 / SEC#: , 8-65999
Contact information
FINRA licenses (11 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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