Tafiti F. Uso

PACIFIC WEALTH PARTNERS

Honolulu, HI

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CRD#: 5532009

Professional summary

Tafiti Fotuotama Uso, CFP® is a registered financial advisor currently at PACIFIC WEALTH PARTNERS, LLC located in Honolulu, Hawaii.

Tafiti is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tafiti has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tafiti Uso is a Member of DPL Financial Partners, LLC; Investment related: Yes; Location: 1906 Stanley Gault Pkwy Louisville Kentucky 40223; Start date: 2024-02-12; Description of the business: DPL is an insurance networking agency offering an annual fee membership that provides access to a platform of insurance and annuity comparison consultants, tools and product solutions; Responsibility: Member consults with DPL to identify suitable insurance solutions, assesses recommendations with clients, executes orders, and monitors clients' profiles; 0 Hours per month during trading hours; 3 Hours per month outside trading hours; Percentage of total yearly compensation expected to be derived from the business: 3.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tafiti Fotuotama Uso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 6, 2021 - Present

PACIFIC WEALTH PARTNERS, LLC

RIA

CRD#: 315291

Honolulu, HI

Past

May 3, 2017 - August 11, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HONOLULU, HI

Past

May 3, 2017 - August 11, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HONOLULU, HI

Past

August 7, 2008 - May 2, 2017

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

HONOLULU, HI

Past

July 7, 2008 - May 2, 2017

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(8/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2008

General Securities Representative Examination

Current Firm

PACIFIC WEALTH PARTNERS, LLC

CRD#: 315291 / SEC#: 801-122027

RIA

Registered Investment Advisory firm - (2/15/2022 Terminated)

Hawaii

Registered Investment Advisory firm - (1/4/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Honolulu, HI

Mailing Address

Phone number

(808) 349-9512

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 18,967,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tafiti F. Uso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tafiti Fotuotama Uso's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC WEALTH PARTNERS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2008

Series 7TO

Date: 6/18/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2008

Current Firm

PACIFIC WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PACIFIC WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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