Luke M. Busson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke Michael Busson was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2009. Luke had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2014 - August 4, 2014
VALMARK ADVISERS, INC.
February 27, 2014 - December 31, 2015
HIPPOCRATIC FINANCIAL ADVISORS
February 19, 2014 - August 4, 2014
VALMARK SECURITIES, INC.
October 2, 2012 - February 24, 2014
CENTER STREET SECURITIES, INC.
July 26, 2010 - January 10, 2012
EDWARD JONES
July 26, 2010 - January 10, 2012
EDWARD JONES
November 9, 2009 - June 16, 2010
EDWARD JONES
October 13, 2009 - June 16, 2010
EDWARD JONES
Primary Firm SEC Registration
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
