Alexandra M. Rabman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandra Mia Rabman, who also goes by Alexandra Rabman, was a registered financial professional .
Alexandra is a previously registered financial professional and started their career in finance in 2011. Alexandra had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2015 - March 29, 2017
CIRCLEUP
August 11, 2011 - July 26, 2013
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
CIRCLEUP
CRD#: 161785 / SEC#: , 8-69052
Contact information
Documents
Red Flags
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