Alex J. Remlinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex J Remlinger was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 2008. Alex had worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2013 - August 12, 2016
FINANCIAL GUARD, LLC
May 26, 2008 - April 29, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL GUARD, LLC
CRD#: 156059 / SEC#: 801-78197
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 977,294 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
