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Christopher Edward Walker

CFP®
CRD# 5530829·Registered 2008 - 2015
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Edward Walker, CFP® was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2008 - 2015. Christopher had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2003

Years of Experience

7 years in the financial services industry

Current & Past Employments

J. MARK NICKELL & CO.·CRD# 111635
RIA
Brentwood, TN
May 14, 2008 - September 25, 2015

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Current Firm

JM
J. MARK NICKELL & CO.

J. MARK NICKELL & CO. | J. MARK NICKELL, P.C.

CRD#: 111635 / SEC#: 801-121304
RIA
Registered Investment Advisory firm - SEC (5/26/2021 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (12/16/2021 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/14/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

100 Westwood Place Suite 330, Brentwood, TN 37027

Phone Number

(615) 371-6622

# of Employees

3

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

J. MARK NICKELL & CO. 2026 ANNUAL REVISED BROCHURE (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

174

AUM (Assets Under Management)

$146,425,524

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JM
J. MARK NICKELL & CO.

J. MARK NICKELL & CO. | J. MARK NICKELL, P.C.

CRD#: 111635 / SEC#: 801-121304
RIA
Registered Investment Advisory firm - SEC (5/26/2021 Approved)
Tennessee
Registered Investment Advisory firm - Tennessee (12/16/2021 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/14/2021 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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