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Pegah Soltani

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CRD#: 5530666
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pegah Soltani was a registered financial professional .

Pegah is a previously registered financial professional and started their career in finance in 2009. Pegah had worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 16, 2011 - September 11, 2012

VCAP SECURITIES, LLC

BD
CRD#: 124515
NEW YORK, NY
Past

September 9, 2009 - September 7, 2011

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/2009
General Securities Representative Examination

Current Firm

VS
VCAP SECURITIES, LLC
BURKE CAPITAL MARKETS, LLC | VCAP SECURITIES, LLC | TDG VENTURES, LLC | BW CAPITAL MARKETS, LLC | BURKE SECURITIES, LLC

CRD#: 124515 / SEC#: , 8-65688

BD
Terminated by SEC on 03/17/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 05/17/2006
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BD PARTNERS HOLDINGS LLCOWNER
BRIGGS, RICHARD RAYMONDCHIEF COMPLIANCE OFFICER2592596
GRAHAM, BRETT THOMASCEO2053182
HIPPERT, BRENT EUGENECFO / FINOP1067611

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VCAP SECURITIES, LLC

CRD#: 124515

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