AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
BN

Brian William Neustrom

POWERHOUSE FINANCIAL ADVISORS
Denver, CO
·CRD# 5530526·18 years experience

Professional Summary

Brian William Neustrom is a registered financial advisor currently at POWERHOUSE FINANCIAL ADVISORS, INC. located in Denver, Colorado. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 15 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Years of Experience

18 years in the financial services industry

Current & Past Employments

Current

POWERHOUSE FINANCIAL ADVISORS, INC.Current·CRD# 338952
RIA
Denver, CO
September 14, 2026 - Present

Past

PARSONEX ADVISORY SERVICES, INC.Past·CRD# 160275
RIA
Englewood, CO
January 18, 2021 - June 10, 2026
PARSONEX SECURITIES, INC.Past·CRD# 144412
BD
Englewood, CO
January 18, 2021 - June 10, 2026
PARSONEX CAPITAL MARKETS, LLCPast·CRD# 169578
BD
Englewood, CO
January 18, 2021 - May 1, 2026
MODERN CAPITAL ADVISORS, LLCPast·CRD# 131117
RIA
Englewood, CO
February 1, 2022 - October 7, 2022
LIBERTY PARTNERS FINANCIAL SERVICES, LLCPast·CRD# 130390
BD
Raleigh, NC
October 8, 2021 - July 15, 2022
MODERN CAPITAL SECURITIES INC.Past·CRD# 130876
BD
Raleigh, NC
October 6, 2021 - July 15, 2022
CETERA INVESTMENT ADVISERS LLCPast·CRD# 105644
RIA
Denver, CO
July 10, 2018 - January 21, 2021
CETERA INVESTMENT SERVICES LLCPast·CRD# 15340
BD
St. Cloud, MN
May 16, 2017 - January 21, 2021
CETERA FINANCIAL SPECIALISTS LLCPast·CRD# 10358
BD
Denver, CO
May 16, 2017 - May 31, 2018
CETERA WEALTH SERVICES, LLCPast·CRD# 13572
BD
Denver, CO
April 25, 2016 - May 31, 2018
CETERA ADVISORS LLCPast·CRD# 10299
RIA
Denver, CO
June 19, 2013 - May 31, 2018
CETERA ADVISORS LLCPast·CRD# 10299
BD
Denver, CO
June 18, 2013 - May 31, 2018
LEGEND EQUITIES CORPORATIONPast·CRD# 30999
BD
Denver, CO
August 7, 2015 - December 31, 2016
MML INVESTORS SERVICES, LLCPast·CRD# 10409
RIA
Metairie, LA
March 27, 2012 - June 19, 2013
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Metairie, LA
January 26, 2012 - June 19, 2013
ESSEX NATIONAL SECURITIES, LLCPast·CRD# 25454
RIA
Lafayette, LA
September 27, 2010 - January 20, 2012
ESSEX NATIONAL SECURITIES, LLCPast·CRD# 25454
BD
Lafayette, LA
September 9, 2009 - January 20, 2012
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Lafayette, LA
July 2, 2008 - May 1, 2009

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Current Firm

PF
POWERHOUSE FINANCIAL ADVISORS, INC.

POWERHOUSE FINANCIAL ADVISORS | POWERHOUSE FINANCIAL ADVISORS, INC. | POWERHOUSE FINANCIAL ADVISORS INC.

CRD#: 338952 / SEC#: 801-137068
RIA
Registered Investment Advisory firm - SEC (8/21/2026 Approved)
California
Registered Investment Advisory firm - California (10/10/2026 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (9/10/2026 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (9/18/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/10/2026 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/10/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1674 U.s. Highway 395 North Suite 208, Minden, NV 89423

Phone Number

(775) 266-8867

# of Employees

1

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PHFA ADV PART 2A (9/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

621

AUM (Assets Under Management)

$108,231,666

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYED BY PARSONEX ENTERPRISES, INC. PARENT/HOLDING COMPANY OF THE WHOLLY OWNED SUBSIDIARIES: CCO PARSONEX SECURITIES,PARSONEX ADVISORY SERVICES,PARSONEX INSURANCE AGENCY AND PARTIALLY OWNED SUBSIDIARIES: CCO PARSONEX CAPITAL MARKETS AND OTHER AFFILIATED ENTITIES. PRIMARY ROLES WITH PARSONEX AFFILIATES INCLUDE: PARSONEX SECURITIES, INVESTMENT RELATED, BROKER/DEALER, PRINCIPAL, CCO PARSONEX CAPITAL MARKETS, INVESTMENT RELATED, BROKER/DEALER, PRINCIPAL, CCO PARSONEX ADVISORY SERVICES, INVESTMENT RELATED, RIA, CCO E MMAGNUS OPPENHEIM, INVESTMENT RELATED, CCO

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
POWERHOUSE FINANCIAL ADVISORS, INC.

POWERHOUSE FINANCIAL ADVISORS | POWERHOUSE FINANCIAL ADVISORS, INC. | POWERHOUSE FINANCIAL ADVISORS INC.

CRD#: 338952 / SEC#: 801-137068
RIA
Registered Investment Advisory firm - SEC (8/21/2026 Approved)
California
Registered Investment Advisory firm - California (10/10/2026 Terminated)
Idaho
Registered Investment Advisory firm - Idaho (9/10/2026 Terminated)
Nevada
Registered Investment Advisory firm - Nevada (9/18/2026 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/10/2026 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (9/10/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(9/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2010About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Apr 2025About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2008About the Series 6 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Feb 2010About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Brian William Neustrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#