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AM

Anthony J. Mazza

THE CHAMPION GROUP
Shavano Park, TX 78249
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CRD#: 5530467
AM

Professional summary


Anthony James Mazza is a registered financial professional currently at THE CHAMPION GROUP, INC. located in Shavano Park, Texas.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2009. Anthony has worked at 5 firms and has passed the Series 63, SIE and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anthony James Mazza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 13, 2025 - Present

THE CHAMPION GROUP, INC.

Office #1: 4416 Lockhill Selma Rd, Shavano Park, TX 78249
BD
CRD#: 23418
Shavano Park, TX
Past

March 3, 2023 - June 12, 2024

TEXAS SECURITIES, INC.

BD
CRD#: 120148
CARROLLTON, TX
Past

March 8, 2022 - December 5, 2022

WALTON RE SECURITIES, LLC

BD
CRD#: 172024
SCOTTSDALE, AZ
Past

May 11, 2021 - March 7, 2022

IBN FINANCIAL SERVICES, INC.

BD
CRD#: 42360
LIVERPOOL, NY
Past

June 19, 2009 - March 18, 2020

WESTMORELAND CAPITAL CORPORATION

BD
CRD#: 11469
Amherst, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/3/2025)
RR
California
(5/15/2025)
RR
Delaware
(6/30/2025)
RR
Georgia
(8/25/2025)
RR
Illinois
(8/1/2025)
RR
Indiana
(9/29/2025)
RR
Iowa
(7/21/2025)
RR
Louisiana
(6/20/2025)
RR
Maryland
(7/10/2025)
RR
Massachusetts
(8/25/2025)
RR
Michigan
(8/5/2025)
RR
Minnesota
(6/20/2025)
RR
Nevada
(8/4/2025)
RR
New Jersey
(10/29/2025)
RR
New York
(8/1/2025)
RR
North Carolina
(6/20/2025)
RR
Ohio
(7/2/2025)
RR
Oklahoma
(8/26/2025)
RR
Pennsylvania
(5/13/2025)
RR
Texas
(6/19/2025)
RR
Utah
(6/27/2025)
RR
Wisconsin
(7/2/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 5/18/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TC
THE CHAMPION GROUP, INC.
THE CHAMPION GROUP, INC.

CRD#: 23418 / SEC#: , 8-40417

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
4416 Lockhill Selma Rd, Shavano Park, TX 78249
Mailing Address
4416 Lockhill Selma Rd, Shavano Park, TX 78249
Phone number
(210) 490-1482
Established
Delaware since 11/11/1988
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GARTLEY, CLYDE DAVIDPRESIDENT/DIRECTOR/CCO1891907
GARTLEY, HARVEY EDWARDDIRECTOR/CFO/PFO/POO1920729

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE CHAMPION GROUP, INC.

CRD#: 23418Shavano Park, TX 78249

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