Abbey E. Sorensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abbey Elizabeth Sorensen, who also goes by Abbey Elizabeth King, Abbey King, was a registered financial professional .
Abbey is a previously registered financial professional and started their career in finance in 2009. Abbey had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2018 - October 16, 2023
SALOMON AND LUDWIN
November 15, 2012 - April 4, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 15, 2012 - April 4, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 16, 2010 - November 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 12, 2009 - November 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
SALOMON AND LUDWIN
CRD#: 292456 / SEC#: 801-112494
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALOMON AND LUDWIN
CRD#: 292456 / SEC#: 801-112494
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,773 |
| AUM (Assets Under Management) | $ 1,227,068,596 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
