Andrew C. Schnepf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Charles Schnepf was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2008. Andrew had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2011 - April 5, 2012
OBSIDIAN FINANCIAL GROUP, LLC
May 19, 2011 - December 23, 2011
EKN FINANCIAL SERVICES INC.
March 24, 2011 - May 11, 2011
JOSEPH GUNNAR & CO. LLC
June 7, 2010 - March 23, 2011
EKN FINANCIAL SERVICES INC.
April 30, 2010 - June 7, 2010
FIRST MIDWEST SECURITIES, INC.
February 11, 2010 - May 24, 2010
PHD CAPITAL
December 3, 2009 - February 10, 2010
JOHN THOMAS FINANCIAL
November 5, 2008 - January 4, 2010
ITRADEDIRECT.COM CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBSIDIAN FINANCIAL GROUP, LLC
CRD#: 104255 / SEC#: , 8-52756
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
